Health Canada’s perspective on the clinical development of biosimilars and related scientific and regulatory challenges

Abstract:
Biologicals have offered a new avenue for targeting therapy to treat life-threatening and chronic diseases. The recent or pending patent expirations of many successful biologicals have permitted the marketing of ‘copy’ versions of the off-patent biologicals, generally known as biosimilars (subsequent entry biologics in Canada). The reduced clinical package and the potential for extrapolation to other indications held by the originator products have attracted many manufacturers to develop biosimilars. The introduction of biosimilars in the marketplace presents unique scientific and regulatory challenges to authorities due to their structural complexity and manufacturing processes. Subtle changes between the biosimilar and its reference product may lead to clinically meaningful differences that affect efficacy and/or safety, emphasizing the need for carefully vetting the clinical assessment for biosimilars. Any residual uncertainties related to the similarity between the two products should be addressed in the clinical development programme that usually includes comparative pharmacokinetic (PK)/pharmacodynamic (PD), clinical efficacy/safety and immunogenicity studies. Health Canada and other jurisdictions have issued guidance documents describing the requirements for the marketing authorization of biosimilars. The Canadian regulatory system is adopting a flexible approach such that each biosimilar is assessed on a case-by-case basis, while maintaining consistency in decision-making. This review highlights the Canadian regulatory review process for biosimilars. The scientific and regulatory issues related to the clinical assessment of biosimilars including the selection of reference product, comparative PK/PD studies, clinical trial design, selection of sensitive population and study endpoints, safety and immunogenicity, and extrapolation of indications are also discussed.

Submitted: 16 January 2015; Revised: 16 February 2015; Accepted: 20 February 2015; Published online first: 6 March 2015

Introduction

In the past decades, biologicals have had a profound impact on the overall health and quality of life of patients with complex diseases such as rheumatoid arthritis, diabetes and cancers. Unlike pharmaceuticals, biologicals are produced from living organisms, e.g. human, animal, using biotechnology. The continued advances in medical research and technology have driven novel scientific platform innovations resulting in the development of newer biologicals that have expanded the treatment options for patients. For example, antibody-drug conjugates, and antisense RNA interference-, cell- and gene-based therapies are at various stages of clinical development and some have received marketing authorization. Meanwhile, the great success of many biologicals, e.g. infliximab, rituximab, along with their recent or pending expiry of patent protection have opened the door to a distinct class of biologicals ‘biosimilars’ (subsequent entry biologics [SEBs] in Canada) with one growth hormone biosimilar [1, 2] and one monoclonal antibody (mAb) biosimilar [3] authorized, so far, in Canada. This new class of biologicals poses novel regulatory and scientific challenges due to its complexities. Nonetheless, in many countries, biosimilars benefit patients and the healthcare system, due to cost factors and the opportunity, therefore, to treat a larger number of patients who might otherwise not have access to such useful products. Thus, the objectives of this review intend to highlight the Canadian regulatory review process for biosimilars, and to discuss the regulatory and scientific issues associated with the clinical assessment of biosimilars, based on the current thinking in Health Canada (HC), guidance documents and the information available for each product.

Canadian regulatory review process for biologicals and biosimilars

In Canada, biologicals are regulated under Schedule D of the Food and Drugs Act and Division 4 of the Food and Drug Regulations. Because biologicals exhibit a number of properties that distinguish them from pharmaceuticals, the regulatory requirements for biological submissions differ from those for pharmaceuticals [4]. Guidance documents issued by the International Conference on Harmonisation of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) and adopted by HC for biologicals are generally applicable to biosimilars [512]. Many jurisdictions as well as the World Health Organization (WHO) have published specific guidance documents regarding the data requirements for the marketing authorization of biosimilars [1318]. In Canada, biosimilars fall under the same provision as those for new drugs: Division 8 of the Food and Drug Regulations [13]. The biosimilar regulatory framework is based on the scientific and regulatory principles within the existing regulatory framework for biologicals. A biosimilar, like a new biological, must be filed as a new drug submission, see Table 1. The premise underlying a biosimilar submission is to demonstrate similarity to a previously authorized biological (reference biological drug [RBD]) marketed in Canada and relies, in part, on prior information regarding the efficacy and safety of the RBD. The demonstration of similarity is primarily deduced from side-by-side quality studies. The biosimilar development programme not only requires a full chemistry and manufacturing (C&M) data package as is expected for a standard new biological, but also an extensive structural and functional characterization between the biosimilar and the RBD chosen. These studies should be carried out using multiple orthogonal analytical methods, e.g. physicochemical and biological analyses, with high accuracy, sensitivity and specificity. The establishment of similarity at the analytical/functional level would form the basis for a reduced non-clinical and clinical package for biosimilars, see Table 1. Any differences in quality attributes should have no adverse impact upon safety or efficacy. The type and extent of the non-clinical and clinical data are dependent on the level of ‘residual uncertainty’ that remains based on the results of the quality studies. A fingerprint like analysis algorithm to compare the quality attributes may be used to leverage a more selective approach to subsequent clinical studies [16]. Overall, the establishment of biosimilarity is based on the totality-of-evidence. The authorization of a biosimilar does not imply that the RBD and the biosimilar are considered pharmaceutically and therapeutically equivalent from the regulatory perspective in Canada, since the drug substances of the biosimilar and the RBD are not identical [13]. Any declaration of therapeutic equivalence is not within the purview of the federal regulator, but is within the authority of each Province in Canada, as health care is within the authority of the provincial health authorities [4]. Once a biosimilar is authorized, it is regarded as a stand-alone biological: manufacturers do not have to compare it with the original reference product for post-market changes.

Special issues and considerations for the clinical assessment of biosimilars

The purpose of the clinical programme for a biosimilar is to resolve any residual uncertainties related to the similarity between the biosimilar and the RBD, and generally includes comparative pharmacokinetic (PK)/pharmacodynamic (PD), clinical safety/efficacy and immunogenicity studies. In principle, because a biosimilar is a biological, the clinical issues associated with biologicals also apply to biosimilars. However, since biosimilars usually follow a shortened clinical pathway and the clinical trials aim to exclude clinically meaningful differences in PK/PD, efficacy and safety, rather than establishing de novo risk/benefit, biosimilars are facing specific challenges and entail special considerations that are discussed below.

Choice of reference biological drug
One of the challenges associated with a global biosimilar development programme is the selection of the RBD. Clinical comparative studies should employ a suitable RBD. The Canadian biosimilar guidance document states that the RBD should be authorized for sale and marketed in Canada [13]. If multiple versions of an RBD are available on the market, it is preferable that the one licensed in Canada be used in the comparative studies. A non-Canadian RBD could be accepted if a rationale demonstrating its suitability as proxy for the version authorized in Canada is provided. The non-Canadian RBD should be marketed by the same innovator company or corporate entity that is approved to market the medicinal ingredient in the same dosage form in Canada [13]. Due to a global marketing strategy and in order to allow for a single development process, sponsors are using multiple versions of an RBD, e.g. American, Canadian and European versions made by the same manufacturer at the same or different manufacturing site(s), in clinical studies. To demonstrate that different versions of the RBD are virtually the same, sponsors would usually conduct three-way bridging studies including PK/PD studies between the different RBD versions and the biosimilar. In the selection of an RBD, it is important to note that the following products would not be considered suitable RBDs: i) different protein, e.g. granulocyte-macrophage colony-stimulating factor biological for granulocyte colony-stimulating factor biosimilar; ii) different protein modifications, e.g. non-pegylated biological for a pegylated biosimilar; iii) different amino acid sequences compared with the proposed biosimilar; or iv) protein made in a different expression system, e.g. animal-derived biological for a plant-derived biosimilar. HC considers that the absence of relevant animal-specific post-translational modifications, and/or post-translational modifications unique to plant expression systems, and their impact on immunogenicity, would make the development of biosimilars using plant-derived systems challenging. This would also increase uncertainties for decision-making due to limited regulatory experience and lack of sufficient information in the public domain [19].

Comparative PK/PD studies
PK/PD studies represent an essential part of the biosimilar clinical programme as they support biosimilarity (PK/PD comparability) between the biosimilar and the RBD. A similar PK/PD profile between the two products could alleviate some residual uncertainty and thus guide the extent of subsequent comparative clinical studies. PK/PD studies could help to monitor immunogenicity in clinical trials, e.g. via altered PK data, and could provide scientific evidence for extrapolation of indications. PK/PD data could also be used to compare different routes of administration or different strengths and formulations of a biosimilar. For example, if a biosimilar is proposed to be administered subcutaneously and intravenously, but only one route of administration is used in clinical studies, a bridging PK/PD study should be conducted to demonstrate that the two routes of administration are bioequivalent. Further, in a situation where a new strength or formulation is proposed for an intended subcutaneous (SC) or intramuscular (IM) route of administration, a bridging PK/PD study should be performed to show that the bioavailability between the different strengths or formulations, by the intended route of administration, is the same. If the intravenous (IV) route is proposed and used in the clinical studies, additional PK/PD data to compare the different strengths or formulations may not be required as the bioavailability is 100%. In cases where no studies are conducted via the SC route, it is unlikely that an indication using the SC route will be granted by extrapolation.

One key consideration for PK/PD studies is the use of a relevant patient population given that patient status, receptor internalization rate and expression of target receptor (density and subtypes) may affect the disposition and clearance of the biosimilar. In some cases, the use of healthy volunteers could be inappropriate as their PK/PD parameters may not be reflective of those observed in patients, due to differences in immune status. Also, target-mediated effects on PK cannot be fully assessed and a clinically relevant dose may induce a ceiling effect on healthy volunteers. Nonetheless, healthy volunteers may be pursued if justified, e.g. no efficacy and safety concerns. The most sensitive study design associated with comparative PK studies to detect potential differences between the biosimilar and the RBD is the single dose crossover design. However, this design could be limited by the properties of the biological such as a long half-life or by the formation of anti-drug antibody (ADA) that could impact the PK/PD profile. As well, patient population may require a continued dosing for ethical reasons. Alternatively, parallel or steady-state design could be considered. The criteria for comparative bioavailability as established in Canada for small molecules, should be generally followed [13]. However, they may not always apply to biologicals [20]. The criteria for PK comparability also differ between jurisdictions [2123]. For instance, according to the HC guidance document for PK/PD studies, the 90% confidence interval (CI) of the relative mean area under the concentration (AUC) versus time curve to the time of the last quantifiable concentration (AUCT), as well as of the relative mean maximum concentration (Cmax) of the test (biosimilar) to the RBD should be within 80–125% inclusively [21]. At the same time, the US Food and Drug Administration (FDA) recommends applicants to provide the geometric means, arithmetic means, geometric mean ratios and 90% CI for AUC0-t, AUC0-inf, and Cmax [22]. For steady-state studies, not only the 90% CI of the relative mean area under the concentration versus time curve at steady-state over the dosing interval (AUCtau) and the ratio of the test to the reference (Cmax) at steady-state should be within 80–125% inclusively, but also the relative mean minimum concentration (Cmin) at steady-state of the test to the reference should not be less than 80% [21]. HC may accept potency correction if the measured drug content of the biosimilar and the RBD differ by 5% or more from each other. In such cases, the use of potency correction should be justified and predefined, and the applicable bioequivalence standards should be met on both potency-corrected and uncorrected data [21]. PD parameters could be investigated in the context of combined PK/PD studies or part of clinical trials. The required CI for PD parameters is usually set at 95%. The PD endpoints used should be considered as surrogate markers and be clinically validated. Otherwise, PD data would not provide strong support for biosimilarity. Note that for most biologicals, no suitable PD surrogates exist.

Equivalence versus non-inferiority design for efficacy/safety clinical studies
In line with the principle of demonstrating similarity, HC recommends that equivalence clinical trials for biosimilars be designed to show comparability to their respective RBDs. Based on the ICH definition, an equivalence trial is a trial designed to show that two interventions do not differ in either direction by more than a pre-specified insignificant margin [8]. A pre-specified and clinically acceptable equivalence margin (two-sided test) that is adequate to detect clinically meaningful differences between the biosimilar and the RBD should be selected. This equivalence margin should be based on available historical data for the RBD and should be smaller than the differences observed in superiority trials for the RBD [89]. Biosimilar guidelines prepared by various jurisdictions or WHO do not provide standard equivalence margins for most biologicals used to detect clinically meaningful differences in the targeted diseases. The equivalence margins should be considered on a case-by-case basis, and regulators may recommend a different margin than that proposed by sponsors. Therefore, sponsors of biosimilar products should consult with regulators prior to the initiation of pivotal trials to ensure that the selected equivalence margins are acceptable. In justified cases, a non-inferiority trial design could be acceptable such as a situation where the response rate for an RBD is very high, e.g. 90%, and superiority is unlikely to occur [24]. However, the use of non-inferiority trial requires superiority to be tested and if demonstrated, the product can no longer be considered as a biosimilar (at least in Canada). The demonstration of non-inferiority could also limit the extrapolation to other indications.

Sensitive patient population and study endpoints
Biosimilar clinical trials should be carried out in a ‘sensitive’ and homogeneous patient population. A ‘sensitive’ population is defined as one in whom potential differences between the biosimilar and the RBD are likely to be detected. For instance, metastatic breast cancer may not represent a sensitive population for trastuzumab biosimilar clinical trials because of the heterogeneous nature of metastatic disease, and the greater risk of immune impairment and of the development of secondary cancers [25]. Patients who have not received previous treatment, e.g. first-line therapy, are preferred compared with those who have been treated with different lines of therapy. Patients who previously received several or different lines of therapy are more heterogeneous and may be expected to respond differently, this may mask the detection of differences between the SEB and RBD. A patient population that received a drug as a monotherapy would also be considered to be a more sensitive population compared with one that was administered a concomitant medication, e.g. immunosuppressant, or had been treated with combination therapies. SEB sponsors are encouraged to consult HC with regard to the selection of a sensitive population prior to the initiation of a clinical trial.

Likewise, clinically relevant and sensitive study endpoints should be selected. These endpoints could be different from those traditionally used for the RBDs as they may not be considered as the most sensitive endpoints to detect differences in efficacy. If surrogate endpoints are used, they should correlate with clinical outcomes. The European Medicines Agency (EMA) states that for oncology trials, objective response rate (ORR) would be a more sensitive endpoint compared to progression-free survival (PFS) or overall survival (OS) since ORR would be less affected by patient- and disease-related factors [14]. It is also suggested that continuous outcomes, e.g. change in DAS28 over time, would be more sensitive than dichotomous outcomes, e.g. ACR20, in RA for determining clinical comparability [20]. However, regulatory bodies may not always agree upon the choice of study endpoints. Considering the case of RA, some may require ACR20, e.g. FDA [26], while others such as HC may prefer DAS28. For a biosimilar sponsor with a global development programme that is guided or required by various regulators to fulfil local regulatory or clinical practice requirements, it may be possible to pre-specify different primary study endpoints with the statistical power in the same trial to comply with various regulatory requirements. HC generally considers the commonly used surrogate markers or those defined for FDA as acceptable endpoints for clinical comparability studies. HC would not accept endpoints from an unauthorized indication in Canada for the purpose of establishing efficacy and safety comparability in pivotal clinical trials, as from a regulatory perspective this is to compare an unauthorized indication to other unknowns [27].

Immunogenicity and safety
Immunogenicity is an important aspect of biosimilar safety. The ability of biologicals to induce an immune response via the production of ADAs may result in unpredicted and unforeseen consequences that range from none to serious effects on PK, efficacy and/or safety [28]. For example, patients treated with recombinant erythropoietin developed pure red cell aplasia due to formation of neutralizing anti-epoetin antibodies (Abs) that cross-reacted with endogenous erythropoietin [29]. In a biosimilar clinical programme, immunogenicity should be evaluated in at least one clinical trial using the most sensitive population in which immune responses and adverse reactions are likely to occur. Immunogenicity testing should demonstrate that immunogenicity of the biosimilar is not increased compared to that of the RBD and that there is no change in terms of ADA concentration, titre and type between the two products. Manufacturing variations may lead to minor differences in structure, post-translational modifications, or impurities in a way that could shift the immunogenicity profile of a biosimilar and potentially affect safety [30]. Notably, glycosylation is of particular concern for mAb biosimilars since glycosylation on the Ab Fc domain could affect the activation of effector functions [31]. Immunogenicity testing should employ state-of-the-art assays that are capable of detecting difference in ADA response. Ideally, two assays should be used to validate the methodology, one using the biosimilar and the other using the RBD as the capture ligand. If only one assay is used, the biosimilar should be incorporated as the capture ligand. Neutralizing or cross-reacting Abs are the most concerning, and thus, any significant effect of these Abs on PK, efficacy and safety between the two products should be assessed.

Immunogenicity and safety, e.g. the nature, severity and frequency of adverse events, should be compared between the biosimilar and the RBD in clinical trials that enrolled a sufficient number of patients (> 100 patients) for an acceptable period of time (at least one year). Safety assessment should take into account the safety profile of the RBD throughout its life cycle to ensure that there is no new safety signal for the biosimilar. While safety data including immunogenicity are collected during the pre-market stage, it is unlikely that they are able to detect meaningful, less common (rare adverse events) or longer-term adverse drug reactions. For example, long-term safety concerns such as tumour progression or haematological malignancies have been associated with epoetin and filgrastim biosimilars, respectively [32]. Albeit analytical methods to detect ADAs are available, they remain limited and may not predict all biological properties. Therefore, a rigorous safety monitoring is required in the post-marketing setting.

Extrapolation of indications
Extrapolation to other indications for which the biosimilar has not been tested in clinical trials is appealing to many biosimilar manufacturers, but it represents a paramount concern. In Canada, an extensive and compelling comparability C&M in conjunction with reduced PK/PD and clinical studies may potentially permit extrapolation of the clinical data from the sensitive population to other indications for which the Canadian RBD is authorized at the time of filing [13]. For instance, HC granted all Canadian indications approved for the reference product to the first biosimilar somatropin, i.e. treatment of adult and children with growth hormone deficiency [1], while non-Canadian indications for the RBD were not granted, i.e. Prader-Willi syndrome, small for gestational age, Turner syndrome, and idiopathic short stature [33]. The decision to extrapolate could also be challenged by residual quality attributes and differences in the mechanism of action, pathophysiological mechanism of the disease, route of administration, posology, PK/PD profiles, concomitant therapies, clinical endpoints, study populations and/or safety/immunogenicity profiles between indications [4, 34]. Differences in clinical experience compared with the RBD may also preclude extrapolation [4]. HC’s view is that uncertainties related to the biosimilar which could result in potentially meaningful clinical effects need to be addressed prior to marketing authorization. HC, similar to many other regulatory agencies, endorses the concept of extrapolation, but each indication extrapolation has to be scientifically justified and will be considered on a case-by-case basis. Although decision-making is driven by scientific considerations, legal or public health frameworks and clinical practice vary in different countries. Indications that are still under patent or data protection in Canada would not be granted a Notice of Compliance until such protections expire or an allegation can justify immediate market entry that is either accepted by the innovator or upheld by the court. Consequently, as for any other therapeutic product, regulatory bodies may reach different decisions based on the same data package. For example, HC authorized the first mAb biosimilar infliximab for only a subset of indications and uses while other regulatory agencies granted many uses [3, 3538].

Post-market

As for any new biological product, risk management plan should be in place for biosimilars. The post-marketing pharmacovigilance programme should be tailored to each biosimilar to address specific product-related issues. In some cases, a more extensive pharmacovigilance may be needed. Recently, the government of Canada has introduced Bill C-17 also known as Vanessa’s law which gives HC the authority to take full measures to strengthen safety oversight of drugs throughout their life cycle [39]. Hence, Bill C-17 fosters a robust Canadian regulatory system that will further contribute to the safety of biosimilars for Canadians.

Conclusion

The advent of biotechnology has enabled the development of biologicals that have revolutionized the prevention and treatment of multiple diseases. With the patent expiry of many biologicals, the arena of biosimilars is emerging, providing patients with wider access to biologicals. Unlike new biologicals, the clinical pathway of biosimilars is usually shortened and based on the demonstration of comparability with the innovator product (RBD). As such, the clinical development of biosimilars is associated with specific regulatory and scientific issues. Biosimilar clinical trials should be thoroughly assessed and scrutinized. Key concerns related to the choice of the RBD, trial design, safety and immunogenicity discussed in this review should form the basis of the clinical assessment. The comparative PK/PD and clinical studies should also be conducted in clinically relevant settings that are the most sensitive to detect potential differences between the two products, especially the use of sensitive population and study endpoints. A rigorous post-market safety and pharmacovigilance plan must be established to ensure the long-term safety of patients. Extrapolation of indications to conditions that have not been studied remains a challenge for biosimilars. Although the concept of extrapolation appears to be widely accepted, indications granted by each jurisdiction may vary for the same product. As the knowledge and experience with biosimilars increase, regulatory agencies may be able to overcome the scientific and regulatory hurdles and harmonize their decision-making at a global level.

Competing interest: None of the authors declare any competing interests.

Provenance and peer review: Commissioned; externally peer reviewed.

Authors

Ally Pen1, PhD
Agnes V Klein2, MD, DPH
Jian Wang1, MD, PhD

1Clinical Evaluation Division – Haematology/Oncology, Centre for the Evaluation of Radiopharmaceuticals and Biotherapeutics, Biologics and Genetic Therapies Directorate, Health Products and Food Branch, Health Canada, Ottawa, Ontario, K1A 0K9, Canada
2Director, Centre for the Evaluation of Radiopharmaceuticals and Biotherapeutics, Biologics and Genetic Therapies Directorate, Health Products and Food Branch, Health Canada, Ottawa, Ontario, K1A 0K9, Canada

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37. GaBI Online – Generics and Biosimilars Initiative. Biosimilars approved in Japan [www.gabionline.net]. Mol, Belgium: Pro Pharma Communications International; [cited 2015 Feb 16]. Available from: www.gabionline.net/Biosimilars/General/Biosimilars-approved-in-Japan
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Author for correspondence: Jian Wang, MD, PhD, Chief, Clinical Evaluation Division – Haematology/Oncology, Centre for the Evaluation of Radiopharmaceuticals and Biotherapeutics, Biologics and Genetic Therapies Directorate, Health Products and Food Branch, Health Canada, 200 Tunney’s Pasture Driveway, Ottawa, Ontario, K1A 0K9, Canada

Disclosure of Conflict of Interest Statement is available upon request.

Copyright © 2015 Pro Pharma Communications International

Permission granted to reproduce for personal and non-commercial use only. All other reproduction, copy or reprinting of all or part of any ‘Content’ found on this website is strictly prohibited without the prior consent of the publisher. Contact the publisher to obtain permission before redistributing.

Source URL: http://gabi-journal.net/health-canadas-perspective-on-the-clinical-development-of-biosimilars-and-related-scientific-and-regulatory-challenges.html


Subsequent entry biologics (biosimilars) in Canada: approaches to interchangeability and the extrapolation of indications and uses

Abstract:
The principles Health Canada use when extrapolating the indications and uses of a biosimilar product subsequent to a single clinical trial or limited number and scope of clinical trials during product development are discussed. The principles underlying the regulatory framework for subsequent entry biologics (SEBs or biosimilars) in Canada explain the position taken by the regulator in respect of the substitutability and/or interchangeability of SEBs.

Submitted: 27 January 2014; Revised: 21 April 2014; Accepted: 22 April 2014; Published online first: 5 May 2014

Introduction

Biosimilars (known as subsequent entry biologics [SEBs] in Canada) present new challenges in the regulation of biotherapeutic products. New and unexpected situations are encountered with some frequency, necessitating novel modes of problem solving. Here, we explain some of the principles used in decision making around SEBs. In this context, it is critical to discuss both interchangeability and extrapolation of indications as these are the two most controversial elements in decision making in this area. We also explain the approach taken by Canada, with some unique features related to extrapolating indications and clinical uses.

The advent of biosimilars followed the expiration of the patents for biological drugs. Interest had started to grow in the manufacturing of ‘copies’ of the active medicinal ingredients of some biologicals, as well copies of their final dosage forms. This new category of biological drug was named subsequent entry biologicals (SEBs) in Canada, and known in other countries as biosimilars. It is expected that these products will be cheaper [1] than the original products on which they are based. Bioequivalence studies have long been considered sufficient to prove the safety and effectiveness of generic drug products, but biosimilars (SEBs) are not generics, they are biological products that require a specified set of studies due to their unique properties, both physico-chemical and pathophysiological. It is important to note that, contrary to generic pharmaceuticals, the only a priori characteristic of a biosimilar is that, from the chemistry and manufacturing perspective, it must be highly similar [25] to the reference product chosen as a comparator (RBP: reference biological product).

The term SEB is used throughout this paper, except when there is a need to clarify that SEBs and biosimilars are terms that may be used interchangeably.

Description of an SEB

Biological products are complex and can vary with the batch produced, the site of production and multiple other factors, some intangible. As a consequence, the safety and efficacy parameters of a biological product may vary from batch to batch. At the same time, it is assumed that the pharmacodynamic (PD) effect of the biological stays consistent [3, 57].

SEBs are similar (or highly similar) to biological products already authorized for market or, in most instances, already marketed. The product to which an SEB is compared is called a reference biological product or drug (RBP or RBD). The quality attributes are comparable or highly similar and the PD action(s) of the product remain consistent with those of the product to which it is compared [58]

In general, a generic drug is compared with the first product of a class. SEBs may be compared to one of several original products in the class; SEBs cannot be used as reference products for new SEBs.

SEBs have some additional distinctive characteristics compared with generic drug products:

  1. The principles under which they are authorized apply to products that are well-characterized biologicals [5, 912]. Many, but not all, are monoclonal antibodies. Some complex substances, such as heparin and low molecular weight heparins are also regulated as biologicals in several jurisdictions, so their ‘copies’ are regulated as SEBs in Canada.
  2. The reference product does not necessarily have to be Canadian, but must be supported by a well-founded scientific rationale and, when necessary, by bridging studies. Either one or both may be necessary, depending on the circumstances. In all cases, the supporting information must be acceptable to the regulator [5, 8].
  3. At least one clinical trial is required to demonstrate that there are no clinically relevant or meaningful differences between the reference product and its SEB.
  4. In most instances, a single clinical trial may not cover all indications and uses of the product to which the SEB is compared.
  5. The labelling of an SEB is unique for each product: the label captures class properties and is supplemented with the characterization of the properties of each product. This is usually based on the scope and extent of the information generated during the development of each SEB [5].
  6. There is no declaration of bioequivalence, nor any statement related to the interchangeability or substitutability of a biosimilar in relation to the RBP. Such matters fall under the jurisdiction of the Health Care System, which is under the responsibility of each of the provinces in Canada [13].

Science in support of SEBs

The premise underlying the development of SEBs is that they are biological products that enter the market subsequent to an existing biological and are highly similar (biosimilar) to a comparator. As such, information in the public domain may be used to shorten the development period for that drug/drug product, thereby reducing development costs. In Canada, SEB products fall under the same provisions as new drugs: Division 8 of the Drug Regulations [5]. It must be demonstrated that the active medicinal ingredient of the SEB is similar, from the chemistry and manufacturing perspective, to the reference product, and the final dosage form is equivalent to that of the reference product. As a result, no SEB can be authorized for market with bioequivalence as the sole study type. However the SEB can, and usually is, developed via a shortened clinical development pathway. This has still some advantages as far as costs are concerned.

Before developing an SEB, sponsors would do well to understand clearly, and be able to implement appropriately, the concepts of similarity.

Differences between pharmaceuticals and biologicals

There are many differences between pharmaceuticals and biologicals, varying from their method of manufacture/synthesis to their pharmacokinetic properties, their routes of administration and the manner in which their safety and efficacy are measured. A summary of these differences is provided in Table 1.

The differences outlined in Table 1 explain why decision making regarding SEBs is so complex. In fact, many of these characteristics – of pharmaceuticals versus biologicals – appear diametrically opposed. Experience in Canada has shown that sponsors/manufacturers of biosimilars use the unique features of each biological drug product in an unexpected way when choosing their RBP. There are examples where a concentration that is not marketed and has never been authorized in Canada is being used with the argument that the concentration does not matter. This is unwise because biologicals are commonly administered by the subcutaneous route, and practical experience has shown that the kinetic profile of a biological administered by the subcutaneous route is concentration-dependent. In other instances, subtle changes to a molecule have been introduced so as not to breach intellectual property laws; however, those changes can influence the therapeutic and immunological properties of a biological agent in manners that are unforeseen.

Regulatory pathway for SEBs

In general, there is an acceptance by regulatory agencies that SEBs cannot be identical copies of innovator products. The differences between a pharmaceutical and a biological require specific regulatory approaches, tailored to the concept of similarity. Most countries have created regulations specific to biosimilars. These regulations have taken various approaches with concepts ranging from approximations to the generics pathway, to hybrids between the pathways for pharmaceuticals and biologicals and, as in the case of Canada, a practical approach that takes into consideration the unique properties of biologicals. These properties are also applied in a flexible way, based on the science and its evolution. Regulatory and legal considerations are also brought in the equation when deciding on a particular product.

In Canada, SEBs fall under the same provisions as those of new drugs. The difference between an SEB and a new drug is that an SEB is developed by comparison with a reference product of similar structure and mechanism of action previously authorized and marketed in Canada.

In order to understand the pathway chosen in Canada, there needs to be a comparison between SEBs and generics, see Table 2.

Table 2 outlines the differences between generic drug products and SEBs, and explains some of the concerns regarding automatic substitution or interchangeability between two biological products. Concerns surround the correlates of quality, safety, immunogenicity, clinical and post-market traceability of biosimilars. It must be emphasized that two biologicals cannot be exactly the same. That is, the demonstration that two drug products are identical, which is the a priori requirement for a drug product to be a generic copy of another, cannot be proven for biological drugs. The US Food and Drug Administration (FDA), however, could declare some biosimilars as substitutable or interchangeable based on their fingerprint characteristics: in those instances no clinical studies would be required.

The approaches taken by different jurisdictions are documented in their respective guidelines dealing with biosimilars. In addition, the WHO has published a guidance document on biosimilars where the approach taken is very similar to that taken by Canada [14].

Current situation in Canada

The meaning of substitutability and interchangeability may be defined in various ways. Although an SEB may be used instead of the reference biological, exchanging a reference product during a therapeutic course and switching between that reference and its SEB raises many concerns and could put the patient at risk. Substitution and interchangeability must be thought about carefully, for the following reasons:

  1. Two biological products cannot be exactly the same: minor differences in the production method for each SEB can lead to clinically meaningful differences in activity and side effect profile which do not become apparent until the product is in widespread use [5, 912].
  2. The complexity and impurity profile of an SEB means that automatic interchangeability of SEBs, or even of originator biologicals, has a real potential for different, and sometimes unexpected, clinical consequences [5, 11]. The example most often used is the case of PRCA (pure red blood cell aplasia) with erythropoietins (EPOs), where a particular EPO formulation induced an immune response in patients leading to PRCA. While there were two EPOs marketed in Canada, this adverse event became important for only one of the products. In time, it became clear that the differences between the two products were quantitative and qualitative. It was over a decade after EPOs were approved before the link was identified. Similar situations can arise between an originator biological and its SEB/s.
  3. The immunogenicity of SEBs cannot be fully predicted using preclinical/clinical studies as the process is abbreviated and the number of patients/subjects in clinical studies is relatively limited. Repeated switches between an SEB and an originator product may increase immunogenicity, with potentially negative effects.
  4. Not all indications of the reference product are, necessarily, authorized for the SEB.
  5. Post-market traceability for each biological is necessary or needed for analysing the cause when an adverse drug reaction occurs.
  6. In Canada, the regulator does not declare interchangeability, neither for generics nor for SEBs; interchangeability remains a provincial decision. In a letter to Provincial/Territorial Drug Plans [13] concerning the Health Canada guidance on the market authorisation of SEBs, Health Canada stated that: ‘… SEBs are not generic biologic[al]s and authorization of an SEB is not a declaration of pharmaceutical or therapeutic equivalence to the reference biologic[al] drug; and … as a result of manufacturing drifts, Health Canada … does not support automatic substitution of an SEB for its reference drug’.
  7. The decision to treat a patient with an originator product or an SEB is within the authority of a qualified healthcare professional, in consideration and in the best interest of his/her patient.
  8. Provinces define interchangeability and substitutability in different ways. However, interchangeability has been used to refer to the requirement to ‘interchange’ a lower cost generic drug version, while substitutability refers to using one drug in place of the other.
  9. True therapeutic interchangeability generally depends on specially designed studies.

Differences in interchangeability and substitutability between the European Medicines Agency, US FDA and Health Canada are outlined in Table 3. Under US legislation, interchangeable or interchangeability means that a biological product is biosimilar to the reference product and there is an expectation that the two products will produce the same clinical result in any given patient. When a given biological product is administered more than once to an individual, the risk of alternating or switching between the biosimilar and its reference product (in terms of safety or efficacy) is no greater than the risk of using the reference product without such alternation or switch. This, it can be noted, is a very high bar.

In the US, some states are moving, or proposing to move, to a vote on amendments to their generic-equivalent laws to include guidance on biosimilars. These amendments propose to establish that pharmacies can only substitute if the FDA licenses a biosimilar as interchangeable, and only then if the physician does not specify: ‘brand medically necessary’.

Extrapolation of indications and uses

The extrapolation of indications, based on a limited number of studies, is an important factor to discuss because most savings in the development of SEBs can be made by extrapolating several of the indications of the comparator.

While the indication of SEBs in Canada must be the same as those of the reference product, some jurisdictions, such as EMA, have considered the extrapolation of uses to all those approved for a class of products.

Limitation of extrapolations

Since pharmacokinetic/pharmacodynamic (PK/PD) factors may differ between indications and uses for any given biological therapeutic, extrapolation must be considered very carefully and should be based on a set of principles so as to ensure that the extrapolation is carried out in a consistent manner for all SEBs using the same principles for all.

Principles used in Canada for the extrapolation of indications for SEBs

  1. Similarity must be demonstrated by comprehensive comparative characterization of the two products: this is similar to one of the principles used when considering whether a product is really an SEB.
  2. Even when two products are generally comparable, minor, usually unimportant differences between two active ingredients may have an impact on mechanism/s of action, so extrapolation is precluded.
  3. Differences in mechanisms of action, and differences in the mechanisms of action for each condition/use, preclude extrapolation.
  4. Differences in pathophysiological mechanism/s of the disease/s (indications and uses) preclude extrapolation.
  5. Differences in clinical experience compared with the reference drug preclude extrapolation.
  6. Type and design of trials using sensitive populations and endpoints must be capable of detecting changes in the endpoints chosen
  7. Other considerations: including route of administration; posology; and PK/PD profiles in each indication considered.

Conclusions

As noted above, an SEB is not identical to the reference product chosen. While science and scientific and therapeutic principles play a role in both interchangeability/substitutability and extrapolation of indications, each country has a unique approach, based on national and local laws and practice issues and perceptions. In addition to regulations that govern interchangeability/substitutability of SEBs and the extrapolation of their indications, there exist administrative processes that differ in every country regarding the substitution of a prescribed product with another ‘equivalent product’.

It is also recognized that local medical practice and standards of practice contribute to the use of a drug which, in the case of a new drug such as an SEB, carries several unknowns. That is why in many, if not most, countries automatic substitution of SEBs for the reference product is not recommended and why Canada has taken a cautious approach to extrapolation of indications and uses.

It is hoped that with increased experience, some of these uncertainties and misgivings will be overcome.

Competing interests: None of the authors declare any competing interests.

Provenance and peer review: Commissioned; externally peer reviewed.

Co-authors

Jian Wang, MD, PhD
Chief, Clinical Evaluation Division, Centre for Evaluation of Radiopharmaceuticals and Biotherapeutic, Biologics and Genetic Therapies Directorate, Health Canada

Patrick Bedford, BSc, MA
Senior Policy Analyst, Office of Policy and International Collaboration, Biologics and Genetic Therapies Directorate, Health Canada

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Author for correspondence: Agnes V Klein, MD, DPH, Director, Centre for Evaluation of Radiopharmaceuticals and Biotherapeutics, Biologics and Genetic Therapies Directorate, Health Canada, AL 0700C, Room 0372, Tunney’s Pasture, Ottawa, Ontario, K1A 0K9, Canada

Copyright © 2014 Pro Pharma Communications InternationalDisclosure of Conflict of Interest Statement is available upon request.

Permission granted to reproduce for personal and non-commercial use only. All other reproduction, copy or reprinting of all or part of any ‘Content’ found on this website is strictly prohibited without the prior consent of the publisher. Contact the publisher to obtain permission before redistributing.

Source URL: http://gabi-journal.net/subsequent-entry-biologics-biosimilars-in-canada-approaches-to-interchangeability-and-the-extrapolation-of-indications-and-uses.html


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